Financial Services

The financial services industry operates in a complex and highly regulated environment that demands precise legal guidance. At KnowlesMain Chambers, our Financial Services team provides clear, commercially focused advice to help clients navigate the regulatory landscape, manage risk, and achieve their business objectives.

We act for banks, non-bank lenders, investment firms, insurance companies, superannuation funds, fintech providers, and corporate borrowers across a wide range of transactions and regulatory matters. Our lawyers combine technical expertise with deep industry understanding to deliver practical solutions that support growth while ensuring compliance.

What We Do

Banking & Lending – Advising on loan agreements, syndicated lending, asset finance, and restructuring arrangements.

Regulatory Compliance – Assisting with licensing, governance, reporting obligations, and compliance with ASIC, APRA, and other regulatory bodies.

Funds Management – Structuring and establishing investment funds, drafting fund documentation, and advising on investor relations.

Insurance & Risk – Advising on insurance regulation, policy wording, claims disputes, and risk management strategies.

Fintech & Innovation – Supporting emerging financial technologies, digital payment solutions, and blockchain-based financial products.

Mergers & Acquisitions – Advising on transactions involving financial institutions and regulated entities.


Recent Matters

  • Advised a leading bank on the structuring and documentation of a multi-million-dollar syndicated loan facility.

  • Assisted a fintech company in obtaining the necessary licences to launch a new payment platform.

  • Represented an investment firm in the establishment of a managed investment scheme.

  • Provided compliance and governance advice to a superannuation fund in preparation for regulatory review.

  • Negotiated insurance arrangements for a large-scale infrastructure project.

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